I see no reason why clients couldn’t sue or arbitrate against their advisors under this rule. If anyone in business lies and cheats their customers, their customers sue them for damages. Why should financial services be any different?

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@Riskalyze CEO. Adoption + Orphan Advocate. Husband and dad striving to live Isaiah 1:17.

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Aaron Klein

Aaron Klein

967 Followers

@Riskalyze CEO. Adoption + Orphan Advocate. Husband and dad striving to live Isaiah 1:17.